Filing Details

Accession Number:
0001638599-19-000675
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-07 14:47:02
Reporting Period:
2019-08-07
Accepted Time:
2019-08-07 14:47:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503748 Jr. D. Robert Pomeroy 312 Farmington Avenue
Farmington CT 06032
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-07 5,000 $12.14 93,225 No 4 P Direct
Common Stock Acquisiton 2019-08-07 575 $12.14 3,351 No 4 P Indirect As custodian for grandchildren
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect As custodian for grandchildren
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.135 to $12.1425, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.