Filing Details

Accession Number:
0000855658-19-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-06 18:40:25
Reporting Period:
2019-08-02
Accepted Time:
2019-08-06 18:40:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292289 Wayne Byron Milstead 111 Sw 5Th Ave., 7Th Fl.
Portland OR 97204
Vp Corp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-02 14,715 $5.73 29,206 No 4 M Direct
Common Stock Disposition 2019-08-02 14,715 $18.96 14,491 No 4 S Direct
Common Stock Acquisiton 2019-08-02 8,250 $5.28 22,741 No 4 M Direct
Common Stock Disposition 2019-08-02 8,250 $18.96 14,491 No 4 S Direct
Common Stock Disposition 2019-08-02 2,106 $19.02 12,385 No 4 S Direct
Common Stock Disposition 2019-08-02 4,954 $18.96 7,431 No 4 S Direct
Common Stock Acquisiton 2019-08-02 4,954 $6.10 12,385 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-08-02 8,250 $0.00 8,250 $5.28
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-08-02 14,715 $0.00 14,715 $5.73
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-08-02 4,954 $0.00 4,954 $6.10
Common Stock Performance Restricted Stock Unit (PRSU) Acquisiton 2019-08-02 13,821 $0.00 13,821 $0.00
Common Stock Restricted Stock Unit (RSU) Acquisiton 2019-08-02 13,821 $0.00 13,821 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,800 2016-08-13 2023-05-13 No 4 M Direct
25,750 2018-01-18 2024-10-18 No 4 M Direct
0 2015-05-06 2025-02-06 No 4 M Direct
35,511 2020-08-02 No 4 A Direct
78,101 2020-08-02 No 4 A Direct
Footnotes
  1. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $18.61 to $19.20
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $18.85 to $19.19
  3. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
  4. This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
  5. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
  6. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
  7. Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, and upon the achievement of the performance conditions.
  8. Not applicable.
  9. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.