Filing Details

Accession Number:
0001698530-19-000111
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-06 17:11:20
Reporting Period:
2019-08-02
Accepted Time:
2019-08-06 17:11:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1698530 Exicure Inc. XCUR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413350 Jay Venkatesan C/O Exicure, Inc.
8045 Lamon Avenue, Suite 410
Skokie IL 60077
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-02 250,000 $2.00 302,234 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 190,957 Indirect By The Venkatesan-Louizides Trust
Common Stock 156,858 Indirect By Ayer Special Situations Fund I, LP
Footnotes
  1. The Reporting Person is the trustee of the Venkatesan-Louizides Trust (the "Trust") and has voting or dispositive power over the shares held by the Trust.
  2. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The Reporting Person is the managing director of the Ayer Special Situations Fund I, LP ("Ayer Fund") and has voting or dispositive power over the shares held by the Ayer Fund.