Filing Details

Accession Number:
0001094718-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-06 16:48:54
Reporting Period:
2019-08-05
Accepted Time:
2019-08-06 16:48:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069258 Kratos Defense & Security Solutions Inc. KTOS Guided Missiles & Space Vehicles & Parts (3760) 133818604
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094718 H Deanna Lund 10680 Treena Street, Suite 600
San Diego CA 92131
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-05 29,926 $4.98 297,768 No 4 M Direct
Common Stock Acquisiton 2019-08-05 5,000 $4.98 302,768 No 4 M Direct
Common Stock Acquisiton 2019-08-05 60,000 $4.98 362,768 No 4 M Direct
Common Stock Acquisiton 2019-08-05 60,000 $4.98 422,768 No 4 M Direct
Common Stock Disposition 2019-08-05 31,681 $19.65 391,087 No 4 F Direct
Common Stock Disposition 2019-08-05 3,040 $19.95 388,047 No 4 S Direct
Common Stock Disposition 2019-08-05 94,141 $19.76 293,906 No 4 S Direct
Common Stock Disposition 2019-08-05 24,987 $19.21 268,919 No 4 S Direct
Common Stock Disposition 2019-08-06 1,077 $19.29 267,842 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-08-05 29,926 $0.00 29,926 $4.98
Common Stock Stock Option (right to buy) Disposition 2019-08-05 5,000 $0.00 5,000 $4.98
Common Stock Stock Option (right to buy) Disposition 2019-08-05 60,000 $0.00 60,000 $4.98
Common Stock Stock Option (right to buy) Disposition 2019-08-05 60,000 $0.00 60,000 $4.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-04 2023-01-04 No 4 M Direct
0 2017-01-04 2023-01-04 No 4 M Direct
0 2018-01-04 2023-01-04 No 4 M Direct
0 2018-11-08 2023-01-04 No 4 M Direct
Footnotes
  1. Exercise of stock option right to buy, which was granted 1/4/2013.
  2. Shares withheld to cover exercise price of 125,000 options exercised.
  3. Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.85 to $20.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $20.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.2925 to $19.2929 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  8. Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.