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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-06 16:19:57
Reporting Period:
Accepted Time:
2019-08-06 16:19:57
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1574085 Braemar Hotels & Resorts Inc. BHR () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261029 Mark Nunneley 14185 Dallas Parkway, Suite 1100
Dallas TX 75254
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-05 25,000 $8.08 218,932 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Units (2019) $0.00 2021-12-31 2021-12-31 18,029 18,029 Direct
Common Stock Performance Stock Units (2018) $0.00 2020-12-31 2020-12-31 21,170 21,170 Direct
Common Stock Performance Stock Units (2017) $0.00 2019-12-31 2019-12-31 18,100 18,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-31 18,029 18,029 Direct
2020-12-31 21,170 21,170 Direct
2019-12-31 18,100 18,100 Direct
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.98 to $8.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan.
  3. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
  4. Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2019 (with respect to the 2017 grant), December 31, 2020 (with respect to the 2018 grant) and December 31, 2021 (with respect to the 2019 grant).