Filing Details
- Accession Number:
- 0001104659-19-044053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-05 20:53:34
- Reporting Period:
- 2019-08-01
- Accepted Time:
- 2019-08-05 20:53:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371489 | Information Services Group Inc. | III | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249201 | P Michael Connors | 2187 Atlantic St Stamford CT 06902 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock | Acquisiton | 2019-08-01 | 295,203 | $0.00 | 5,112,623 | No | 4 | A | Direct | |
| Shares Of Common Stock | Disposition | 2019-08-02 | 10,750 | $2.64 | 5,101,873 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance-based RSUs | Acquisiton | 2019-08-01 | 295,202 | $0.00 | 295,202 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 295,202 | 2022-08-01 | 2022-08-01 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock units (RSUs)granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of August 1, 2019.
- Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units.
- Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $2.60 to $2.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured as the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is $6 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.
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