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Filing Details

Accession Number:
0001209191-19-044568
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-05 16:35:03
Reporting Period:
2019-08-02
Accepted Time:
2019-08-05 16:35:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8063 Astronics Corp ATRO Aircraft Parts & Auxiliary Equipment, Nec (3728) 160959303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492763 Mark Peabody 130 Commerce Way
East Aurora NY 14052
Vp Astronics Advanced Electron No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.01 Pv Common Stock Disposition 2019-08-02 2,000 $35.78 9,761 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$.01 Pv Class B Stock 156,992 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$.01 Pv Com Stk Option $2.84 2010-12-03 2019-12-03 16,840 16,840 Direct
$.01 Pv Cl B Stk Option $2.84 2010-12-03 2019-12-03 29,814 29,814 Direct
$.01 Pv Com Stk Option $7.68 2011-12-02 2020-12-02 6,500 6,500 Direct
$.01 Pv Cl B Stk Option $7.68 2011-12-02 2020-12-02 11,508 11,508 Direct
$.01 Pv Com Stk Option $13.59 2012-12-01 2021-12-01 4,300 4,300 Direct
$.01 Pv Cl B Stk Option $13.59 2012-12-01 2021-12-01 6,530 6,530 Direct
$.01 Pv Com Stk Option $9.20 2013-11-29 2022-11-29 7,400 7,400 Direct
$.01 Pv Cl B Stk Option $9.20 2013-11-29 2022-11-29 8,807 8,807 Direct
$.01 Pv Com Stk Option $28.45 2014-12-11 2023-12-11 2,990 2,990 Direct
$.01 Pv Cl B Stk Option $28.45 2014-12-11 2023-12-11 2,467 2,467 Direct
$.01 Pv Com Stk Option $30.83 2015-12-11 2024-12-11 3,470 3,470 Direct
$.01 Pv Cl B Stk Option $30.83 2015-12-11 2024-12-11 1,807 1,807 Direct
$.01 Pv Com Stk Option $27.72 2016-12-03 2025-12-03 4,500 4,500 Direct
$.01 Pv Cl B Stk Option $27.72 2016-12-03 2025-12-03 1,451 1,451 Direct
$.01 Pv Com Stk Option $31.76 2017-12-14 2026-12-14 4,820 4,820 Direct
$.01 Pv Cl B Stk Option $31.76 2017-12-14 2026-12-14 723 723 Direct
$.01 Pv Com Stk Option $35.61 2018-12-12 2027-12-12 7,010 7,010 Direct
$.01 Pv Cl B Stk Option $35.61 2018-12-12 2027-12-12 1,052 1,052 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 1,205 1,205 Direct
$.01 Pv Cl B Stk Restricted Stock Unit $0.00 180 180 Direct
$.01 Pv Com Stk Option $31.57 2019-12-13 2028-12-13 9,280 9,280 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 1,220 1,220 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-03 16,840 16,840 Direct
2019-12-03 29,814 29,814 Direct
2020-12-02 6,500 6,500 Direct
2020-12-02 11,508 11,508 Direct
2021-12-01 4,300 4,300 Direct
2021-12-01 6,530 6,530 Direct
2022-11-29 7,400 7,400 Direct
2022-11-29 8,807 8,807 Direct
2023-12-11 2,990 2,990 Direct
2023-12-11 2,467 2,467 Direct
2024-12-11 3,470 3,470 Direct
2024-12-11 1,807 1,807 Direct
2025-12-03 4,500 4,500 Direct
2025-12-03 1,451 1,451 Direct
2026-12-14 4,820 4,820 Direct
2026-12-14 723 723 Direct
2027-12-12 7,010 7,010 Direct
2027-12-12 1,052 1,052 Direct
1,205 1,205 Direct
180 180 Direct
2028-12-13 9,280 9,280 Direct
1,220 1,220 Direct
Footnotes
  1. Shares sold pursuant to a 10b5-1 trading plan.
  2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
  4. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
  5. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.