Filing Details

Accession Number:
0000950103-19-010409
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-02 19:24:22
Reporting Period:
2019-07-17
Accepted Time:
2019-08-02 19:24:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH Semiconductors & Related Devices (3674) 981013909
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1781971 C. Stephen Dow C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-07-17 17,000 $31.49 27,000 No 4 P Direct
Ordinary Shares Acquisiton 2019-07-17 56 $31.35 27,056 No 4 P Direct
Ordinary Shares Acquisiton 2019-07-17 3 $31.34 27,059 No 4 P Direct
Ordinary Shares Disposition 2019-07-17 944 $31.37 26,115 No 4 S Direct
Ordinary Shares Disposition 2019-07-17 215 $31.36 25,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported is a weighted average price. The reported securities were purchased in multiple transactions at prices ranging from $31.38 to $31.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The reporting person's sale of the Issuer's common stock at a price of $31.37 per share on July 17, 2019 reported herein included sales of 59 shares of the Issuer's common stock matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 3 shares of the Issuer's common stock at a price of $31.34 per share and 56 shares of Issuer's common stock at a price of $31.35 per share, each on July 17, 2019 as reported herein. The reporting person has paid to the Registrant $0.96 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.