Home > Insider Trading > Filing (0001567619-19-015669)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1733907	M. Robert Lavan	5201 Interchange Way Louisville KY 40229	Svp, Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-02	2,500	$37.03	6,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (2019)	$47.58	2029-03-20	46,000	46,000	Direct
Common Stock	Options (2018)	$21.49	2028-03-13	26,000	26,000	Direct
Common Stock	Options (2018)	$21.21	2028-03-07	9,000	9,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-03-20	46,000	46,000	Direct
2028-03-13	26,000	26,000	Direct
2028-03-07	9,000	9,000	Direct

Footnotes

Granted pursuant to the issuer's 2015 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
Weighted average sale price. On 08/02/2019, the reporting person purchased the shares within a range of $37.01 to $37.03. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.