Filing Details

Accession Number:
0001593968-19-001691
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-02 09:31:26
Reporting Period:
2019-08-01
Accepted Time:
2019-08-02 09:31:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169100 J Leon Holschbach 1201 Network Centre Dr.
Effingham IL 62401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-01 9,500 $16.00 161,095 No 4 M Direct
Common Stock Disposition 2019-08-01 9,500 $26.74 151,595 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2019-08-01 9,500 $0.00 9,500 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,992 2022-12-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $18.16 2020-12-06 11,820 11,820 Direct
Common Stock Option (right to buy) $16.59 2023-12-10 16,274 16,274 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 22,762 22,762 Direct
Common Stock Option (right to buy) $18.00 2024-08-05 90,000 90,000 Direct
Common Stock Common Share Equivalent $0.00 4,291 4,291 Direct
Common Stock Restricted Stock Unit $0.00 825 825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-06 11,820 11,820 Direct
2023-12-10 16,274 16,274 Direct
2024-12-02 22,762 22,762 Direct
2024-08-05 90,000 90,000 Direct
4,291 4,291 Direct
825 825 Direct
Footnotes
  1. Includes holdings through a self-directed IRA or revocable grantor trust
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 - 27.21 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  3. These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
  5. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
  6. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  7. Options vested on 12/31/2017.
  8. Each common stock equivalent is the economic equivalent of one share of common stock.
  9. Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.