Filing Details
- Accession Number:
- 0001127602-19-025414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-30 13:02:44
- Reporting Period:
- 2019-07-29
- Accepted Time:
- 2019-07-30 13:02:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 352915 | Universal Health Services Inc | UHS | Services-General Medical & Surgical Hospitals, Nec (8062) | 232077891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527859 | G. Marvin Pember | Universal Health Services, Inc. 367 South Gulph Road King Of Prussia PA 19406 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2019-07-29 | 50,000 | $151.89 | 83,379 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2019-07-29 | 41,250 | $151.89 | 124,629 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2019-07-29 | 17,500 | $151.89 | 142,129 | No | 4 | M | Direct | |
| Class B Common Stock | Acquisiton | 2019-07-29 | 30,000 | $151.89 | 172,129 | No | 4 | M | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 122,057 | $151.89 | 50,072 | No | 4 | F | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 1,479 | $146.55 | 48,593 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 3,985 | $147.79 | 44,608 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 2,237 | $148.64 | 42,371 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 2,115 | $150.03 | 40,256 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 4,984 | $151.03 | 35,272 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 1,681 | $152.02 | 33,591 | No | 4 | S | Direct | |
| Class B Common Stock | Disposition | 2019-07-29 | 212 | $153.00 | 33,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Option To Purchase Class B Common Stock | Disposition | 2019-07-29 | 50,000 | $0.00 | 50,000 | $117.29 |
| Class B Common Stock | Option To Purchase Class B Common Stock | Disposition | 2019-07-29 | 41,250 | $0.00 | 41,250 | $118.62 |
| Class B Common Stock | Option To Purchase Class B Common Stock | Disposition | 2019-07-29 | 17,500 | $0.00 | 17,500 | $119.64 |
| Class B Common Stock | Option To Purchase Class B Common Stock | Disposition | 2019-07-29 | 30,000 | $0.00 | 30,000 | $124.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-17 | No | 4 | M | Direct | |
| 13,750 | 2021-03-22 | No | 4 | M | Direct | |
| 52,500 | 2023-04-12 | No | 4 | M | Direct | |
| 30,000 | 2022-03-28 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Option To Purchase Class B Common Stock | $134.02 | 2024-03-19 | 70,000 | 70,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-19 | 70,000 | 70,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.19 to $147.12, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.21 to $148.00, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.42 to $149.09, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.49 to $150.26, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.63 to $151.42, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.68 to $152.50, inclusive. The reporting person undertakes to provide Universal Health Services, Inc. (the "Company"), any stockholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1.
- These shares were sold in multiple transactions at a price of $153.00.
- Option vested ratably on each of 3/18/2016, 3/18/2017, 3/18/2018 and 3/18/2019.
- Option vests ratably on each of 3/23/2017, 3/23/2018, 3/23/2019 and 3/23/2020.
- Option vests ratably on each of 4/13/2019, 4/13/2020, 4/13/2021, and 4/13/2022.
- Option vests ratably on each of 3/29/2018, 3/29/2019, 3/29/2020 and 3/29/2021.
- Option vests ratably on each of 3/20/2020, 3/20/2021, 3/20/2022, and 3/20/2023.
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