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Home > Insider Trading > Filing (0001140361-19-013524)

Filing Details

Accession Number:: 0001140361-19-013524
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-26 21:06:48
Reporting Period:: 2019-07-24

Accepted Time:: 2019-07-26 21:06:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878932	Equus Total Return Inc.	EQS	()	760345915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1099941	Mvc Capital, Inc.	287 Bowman Ave., 2Nd Floor Purchase NY 10577		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2019-07-24	608,310	$1.70	3,836,334	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2019-07-24	608,310	$1.70	3,228,024	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-07-26	608,310	$1.70	3,836,334	No	4	J	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-07-26	608,310	$1.70	4,444,644	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	J	Direct
No	4	J	Direct

Footnotes

On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019.