Filing Details
- Accession Number:
- 0001209191-19-043332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-26 16:31:53
- Reporting Period:
- 2019-07-24
- Accepted Time:
- 2019-07-26 16:31:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390777 | Bank Of New York Mellon Corp | BK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209479 | P Thomas Gibbons | The Bank Of New York Mellon Corporation 240 Greenwich Street New York NY 10286 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-24 | 190,124 | $30.13 | 539,052 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-24 | 190,124 | $46.77 | 348,928 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-24 | 128,432 | $22.03 | 477,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-24 | 128,432 | $46.66 | 348,928 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2/24/2011 Stock Options | Disposition | 2019-07-24 | 190,124 | $0.00 | 190,124 | $30.13 |
| Common Stock | 2/23/2012 Stock Options | Disposition | 2019-07-24 | 128,432 | $0.00 | 128,432 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-24 | 2021-02-24 | No | 4 | M | Direct |
| 0 | 2013-02-23 | 2022-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,739 | Indirect | By Child #2 |
| Common Stock | 9,739 | Indirect | By Child #3 |
| Common Stock | 9,739 | Indirect | By Child #4 |
Footnotes
- Represents the weighted average price of shares sold with actual prices ranging from $46.595 to $46.900. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Represents the weighted average price of shares sold with actual prices ranging from $46.635 to $46.745. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated.
- Not Applicable
- Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated.
Billionaire Hedge Funds
