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Filing Details

Accession Number:: 0000899243-19-020232
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-24 16:16:43
Reporting Period:: 2019-07-22

Accepted Time:: 2019-07-24 16:16:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412408	Phreesia Inc.	PHR	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1025665	L Edward Cahill	116 Huntington Avenue, 9Th Floor Boston MA 02116	Yes	No	Yes	No
1242813	J Peter Grua	116 Huntington Avenue, 9Th Floor Boston MA 02116	No	No	Yes	No
1340660	Hlm Venture Partners Ii, L.p.	116 Huntington Avenue, 9Th Floor Boston MA 02116	No	No	Yes	No
1591541	Hlm Venture Associates Ii, Llc	116 Huntington Avenue, 9Th Floor Boston MA 02116	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-07-22	4,323,864	$0.00	4,323,864	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-22	414,880	$0.00	4,738,744	No	4	C	Indirect	See Footnote
Common Stock	Disposition	2019-07-22	540,229	$18.00	4,198,515	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Junior Convertible Preferred Stock	Disposition	2019-07-22	9,500,911	$0.00	4,323,864	$0.00
Common Stock	Senior A Preferred Stock	Disposition	2019-07-22	911,624	$0.00	414,880	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date.
Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.
Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.
These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein.