Filing Details
- Accession Number:
- 0000899243-19-020231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-24 16:16:20
- Reporting Period:
- 2019-07-22
- Accepted Time:
- 2019-07-24 16:16:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412408 | Phreesia Inc. | PHR | () | MA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1117003 | Terrance Mcguire | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
| 1295676 | A Jonathan Flint | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
| 1439586 | Polaris Venture Partners Special Founders' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
| 1439587 | Polaris Venture Partners Entrepreneurs' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
| 1439588 | Polaris Venture Partners Founders' Fund V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston 02210 | No | No | Yes | No | |
| 1439589 | Polaris Venture Management Co. V, L.l.c. | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
| 1439590 | Polaris Venture Partners V, L.p. | C/O Polaris Partners One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-22 | 3,828,872 | $0.00 | 3,828,872 | No | 4 | C | Indirect | By Polaris Venture Partners V, L.P. |
| Common Stock | Acquisiton | 2019-07-22 | 74,624 | $0.00 | 74,624 | No | 4 | C | Indirect | By Polaris Venture Partners Entrepreneurs' Fund V, L.P. |
| Common Stock | Acquisiton | 2019-07-22 | 26,227 | $0.00 | 26,227 | No | 4 | C | Indirect | By Polaris Venture Partners Founders' Fund V, L.P. |
| Common Stock | Acquisiton | 2019-07-22 | 38,289 | $0.00 | 38,289 | No | 4 | C | Indirect | By Polaris Venture Partners Special Founders' Fund V, L.P. |
| Common Stock | Disposition | 2019-07-22 | 382,887 | $18.00 | 3,445,985 | No | 4 | S | Indirect | By Polaris Venture Partners V, L.P. |
| Common Stock | Disposition | 2019-07-22 | 7,462 | $18.00 | 67,162 | No | 4 | S | Indirect | By Polaris Venture Partners Entrepreneurs' Fund V, L.P. |
| Common Stock | Disposition | 2019-07-22 | 2,622 | $18.00 | 23,605 | No | 4 | S | Indirect | By Polaris Venture Partners Founders' Fund V, L.P. |
| Common Stock | Disposition | 2019-07-22 | 3,828 | $18.00 | 34,461 | No | 4 | S | Indirect | By Polaris Venture Partners Special Founders' Fund V, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Polaris Venture Partners V, L.P. |
| No | 4 | C | Indirect | By Polaris Venture Partners Entrepreneurs' Fund V, L.P. |
| No | 4 | C | Indirect | By Polaris Venture Partners Founders' Fund V, L.P. |
| No | 4 | C | Indirect | By Polaris Venture Partners Special Founders' Fund V, L.P. |
| No | 4 | S | Indirect | By Polaris Venture Partners V, L.P. |
| No | 4 | S | Indirect | By Polaris Venture Partners Entrepreneurs' Fund V, L.P. |
| No | 4 | S | Indirect | By Polaris Venture Partners Founders' Fund V, L.P. |
| No | 4 | S | Indirect | By Polaris Venture Partners Special Founders' Fund V, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Junior Convertible Preferred Stock | Disposition | 2019-07-22 | 8,413,256 | $0.00 | 3,828,872 | $0.00 |
| Common Stock | Junior Convertible Preferred Stock | Disposition | 2019-07-22 | 163,973 | $0.00 | 74,624 | $0.00 |
| Common Stock | Junior Convertible Preferred Stock | Disposition | 2019-07-22 | 57,631 | $0.00 | 26,227 | $0.00 |
| Common Stock | Junior Convertible Preferred Stock | Disposition | 2019-07-22 | 84,134 | $0.00 | 38,289 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date.
- Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of Polaris Venture Management Co. V, L.L.C. ("PVM"), which is the sole general partner for each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPEF V"), Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"), and Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSF V", and together with PVP V, PVPEF V, and PVPFF V, the "Polaris Funds"). Each of Flint, McGuire, and PVM may be deemed to beneficially own the shares held by the Polaris Funds, but Flint, McGuire and PVM disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein.
- These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein.
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