Filing Details
- Accession Number:
- 0001127602-19-025110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-24 11:41:17
- Reporting Period:
- 2019-07-22
- Accepted Time:
- 2019-07-24 11:41:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646421 | F David Shotwell | One Sw Columbia Street, Suite 1200 Portland OR 97258 | Evp/Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-22 | 7,220 | $16.73 | 74,530 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-22 | 5 | $0.00 | 218 | No | 4 | J | Indirect | by 401(k) |
| Common Stock | Acquisiton | 2019-07-22 | 10,000 | $0.00 | 84,530 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | by 401(k) |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | by IRA |
Footnotes
- Shares sold pursuant to a 10b5-1 Plan.
- Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- Not required.
- RSA granted 7/22/19. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.
Billionaire Hedge Funds
