Filing Details

Accession Number:
0001501364-19-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-23 16:21:32
Reporting Period:
2019-07-19
Accepted Time:
2019-07-23 16:21:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 United Financial Bancorp Inc. UBNK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1440586 A Paula Aiello United Financial Bancorp, Inc.
225 Asylum Street
Hartford CT 06103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-19 13,808 $9.61 34,276 No 4 M Direct
Common Stock Disposition 2019-07-19 13,808 $14.10 20,468 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2019-07-19 13,808 $9.61 13,808 $9.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-01 2019-12-01 No 4 X Direct
Footnotes
  1. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, restricted stock awards become fully vested as of April 30, 2014 upon Change in Control.
  2. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
  3. Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan that vested on the first annual anniversary of the June 20, 2014 grant date.
  4. Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 18, 2015 grant date.
  5. Includes 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 22, 2016 grant date.
  6. Includes 1,631 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 22, 2017 grant date.
  7. Includes 1,893 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vest on the first annual anniversary of the November 19, 2018 grant date.
  8. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each option to purchase a share of United Financial Bancorp, Inc. was converted into an option to purchase 1.3472 shares of Rockville Financial, Inc. common stock, truncated down to the nearest whole share. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.3472 exchange ratio, with such quotient rounded to the nearest whole cent. All such options became vested and exercisable at legal close.
  9. Stock options are 100% vested.