Filing Details

Accession Number:
0001225208-19-010376
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-19 16:05:19
Reporting Period:
2019-07-17
Accepted Time:
2019-07-19 16:05:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc. HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550665 Martha Gervasi One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-17 3,672 $35.83 18,882 No 4 M Direct
Common Stock Disposition 2019-07-17 3,672 $57.95 15,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-07-17 3,672 $0.00 3,672 $35.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,690 2024-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 10,771 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $41.25 2025-03-03 35,377 35,377 Direct
Common Stock Stock Option $43.59 2026-03-01 32,949 32,949 Direct
Common Stock Stock Option $48.89 2027-02-28 40,388 40,388 Direct
Common Stock Stock Option $49.01 2029-02-26 46,968 46,968 Direct
Common Stock Stock Option $53.81 2028-02-27 39,163 39,163 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-03 35,377 35,377 Direct
2026-03-01 32,949 32,949 Direct
2027-02-28 40,388 40,388 Direct
2029-02-26 46,968 46,968 Direct
2028-02-27 39,163 39,163 Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Gervasi on May 17, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  3. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  4. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
  5. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
  6. One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
  7. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.