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Filing Details

Accession Number:
0001209191-19-042524
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-17 19:21:39
Reporting Period:
2019-06-10
Accepted Time:
2019-07-17 19:21:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272842 Airgain Inc AIRG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208317 K James Sims C/o Airgain, Inc.
3611 Valley Centre Drive, Suite 150
San Diego CA 92130
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-06-10 4,476 $14.00 13,017 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-06-12 5,488 $14.00 7,529 No 4 S Indirect See Footnotes
Common Stock Disposition 2019-07-15 12,500 $14.37 299,818 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
Footnotes
  1. Represents 10,291 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 2,726 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
  2. The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.
  3. Represents 7,529 shares of common stock held by GEN3 Capital.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  5. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.28 to $14.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  6. Includes 20,326 restricted stock units.