Home > Insider Trading > Filing (0001567619-19-014887)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1575793	Energous Corp	WATT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1366294	J Brian Sereda	C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134	Senior Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-07-12	15,300	$4.59	139,699	No	4	S	Direct
Common Stock	Acquisiton	2019-07-13	30,000	$0.00	169,699	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units (RSU)	Disposition	2019-07-13	30,000	$0.00	30,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,015	Indirect	By the Sereda Family Trust

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs") listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
Each RSU represents a contingent right to receive 1 share of the issuer's common stock upon settlement.
This RSU vests over a four year period with 25% vesting vesting annually beginning on July 13, 2016, subject to the continuing service of the reporting person on each vesting date.