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Filing Details

Accession Number:: 0001596783-19-000059
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-16 19:21:10
Reporting Period:: 2019-07-12

Accepted Time:: 2019-07-16 19:21:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612209	Barry Littlejohns	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	President, Biologics & Sdd	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-07-12	17,500	$18.57	55,218	No	4	M	Direct
Common Stock	Disposition	2019-07-12	11,700	$53.54	43,518	No	4	F	Direct
Common Stock	Acquisiton	2019-07-12	6,764	$18.57	50,282	No	4	M	Direct
Common Stock	Disposition	2019-07-12	4,523	$53.54	45,759	No	4	F	Direct
Common Stock	Acquisiton	2019-07-12	4,704	$18.57	50,463	No	4	M	Direct
Common Stock	Disposition	2019-07-12	3,145	$53.54	47,318	No	4	F	Direct
Common Stock	Acquisiton	2019-07-12	20,244	$20.50	67,562	No	4	M	Direct
Common Stock	Disposition	2019-07-12	13,904	$53.54	53,658	No	4	F	Direct
Common Stock	Disposition	2019-07-12	15,840	$53.53	37,818	No	4	S	Direct
Common Stock	Disposition	2019-07-12	100	$54.29	37,718	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2019-07-12	17,500	$0.00	17,500	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2019-07-12	6,764	$0.00	6,764	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2019-07-12	4,704	$0.00	4,704	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2019-07-12	20,244	$0.00	20,244	$20.50

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	2022-12-11	No	4	M	Direct
2016-09-09	2022-12-11	No	4	M	Direct
	2022-12-11	No	4	M	Direct
	2024-07-30	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares sold pursuant to the Rule 10b5-1 trading plan identified in footnote 1.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $53.16 to $54.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On December 11, 2012, the reporting person was granted options to purchase 17,500 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on December 11, 2013 (S1045).
On December 11, 2012, the reporting person was granted options to purchase shares of common stock of the Issuer, 6,764 of which vested and became exercisable on September 9, 2016 (S1191 and S1148).
On December 11, 2012, the reporting person was granted options to purchase shares of common stock of the Issuer over a five year period, 4,704 of which vested and became exercisable based on satisfaction of certain performance criteria (S1088).
On July 30, 2014, the reporting person was granted options to purchase 20,244 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on July 30, 2015 (S1222).