Filing Details

Accession Number:
0000919574-19-004659
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-16 18:19:27
Reporting Period:
2019-07-12
Accepted Time:
2019-07-16 18:19:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399935 Francesca's Holdings Corp FRAN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362224 Cross River Partners Lp C/O Cross River Capital Management Llc
31 Bailey Avenue, Unit D
Ridgefield CT 06877
No No Yes No
1403043 Cross River Capital Management Llc 31 Bailey Avenue
Unit D
Ridgefield CT 06877
No No Yes No
1450103 Richard Murphy C/O Cross River Capital Management Llc
31 Bailey Avenue, Unit D
Ridgefield CT 06877
No No Yes No
1659129 Cross River Management Llc 31 Bailey Avenue
Unit D
Ridgefield CT 06877
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-12 29,000 $4.23 520,216 No 4 P Direct
Common Stock Acquisiton 2019-07-12 0 $0.00 520,216 No 4 P Indirect See Footnote
Common Stock Acquisiton 2019-07-15 56,284 $4.01 576,500 No 4 P Direct
Common Stock Acquisiton 2019-07-15 0 $0.00 576,500 No 4 P Indirect See Footnote
Common Stock Acquisiton 2019-07-16 10,000 $3.58 586,500 No 4 P Direct
Common Stock Acquisiton 2019-07-16 0 $0.00 586,500 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,164 Direct
Footnotes
  1. The reported securities are directly owned by Cross River Partners LP.
  2. The reported securities are directly owned by Cross River Partners LP (the "Partnership"), and may be deemed to be indirectly beneficially owned by: (i) Cross River Capital Management LLC, as the general partner of the Partnership (the "General Partner"); (ii) Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"); and (iii) Richard Murphy, as the managing member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. This constitutes the weighted average purchase price. The prices range from $4.19 to $4.27. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. This constitutes the weighted average purchase price. The prices range from $3.91 to $4.16. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. The reported securities are directly owned by Richard Murphy in his personal capacity.