Filing Details
- Accession Number:
- 0001638599-19-000653
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-15 17:46:25
- Reporting Period:
- 2019-07-11
- Accepted Time:
- 2019-07-15 17:46:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682639 | Eyenovia Inc. | EYEN | Pharmaceutical Preparations (2834) | 471178401 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1728916 | Tsontcho Ianchulev | C/O Eyenovia, Inc. 295 Madison Avenue, Suite 2400 New York NY 10017 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 | Acquisiton | 2019-07-11 | 233,813 | $2.78 | 426,248 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.0001 | 606,667 | Indirect | By Private Medical Equity, Inc. |
| Common Stock, Par Value $.0001 | 6,000 | Indirect | By The Meliora Trust |
| Common Stock, Par Value $.0001 | 453,333 | Indirect | By PME Investor Services Eyenovia, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $1.95 | 2027-07-07 | 267,370 | 267,370 | Direct | |
| Common Stock | Stock Option (right to buy) | $6.20 | 2028-07-24 | 124,210 | 124,210 | Direct | |
| Common Stock | Stock Option (right to buy) | $1.24 | 2015-03-23 | 2025-03-23 | 140,000 | 140,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-07-07 | 267,370 | 267,370 | Direct |
| 2028-07-24 | 124,210 | 124,210 | Direct |
| 2025-03-23 | 140,000 | 140,000 | Indirect |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- The option became exercisable as to 11,140 shares on August 7, 2017, and becomes exercisable in equal 11,140 share amounts on each of the 35 one-month anniversaries thereafter.
- This option is fully vested.
Billionaire Hedge Funds
