Filing Details

Accession Number:
0001127602-19-024433
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-12 14:04:35
Reporting Period:
2019-07-10
Accepted Time:
2019-07-12 14:04:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904532 Al Et M Alfred Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-10 35 $53.99 47,176 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock Acquisiton 2019-07-10 1 $53.99 100 No 4 P Indirect Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock Acquisiton 2019-07-10 50 $53.99 47,226 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock Acquisiton 2019-07-10 50 $53.99 47,226 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock Acquisiton 2019-07-10 1 $53.99 292 No 4 P Indirect Represents the proportionate interest in shares held by RAVI
Class A Common Stock Acquisiton 2019-07-10 2 $53.99 634 No 4 P Indirect Spouse's proportionate interest in shares held by RA VI
Class A Common Stock Acquisiton 2019-07-10 2 $53.99 635 No 4 P Indirect Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-11 140 $53.84 47,366 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock Acquisiton 2019-07-11 140 $53.84 47,366 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock Acquisiton 2019-07-11 82 $53.84 47,448 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock Acquisiton 2019-07-11 82 $53.84 47,448 No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
No 4 P Indirect Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
No 4 P Indirect Represents the proportionate interest in shares held by RAVI
No 4 P Indirect Spouse's proportionate interest in shares held by RA VI
No 4 P Indirect Brother's Proportionate interest in share held by Rankin Associates VI
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
No 4 P Indirect Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 21,920 Indirect Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 14,752 Indirect Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock 180,669 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock 10,271 Indirect proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock 541 Indirect Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock 19 Indirect proportionate general partnership interest shares held by RAIV
Class A Common Stock 1,087 Indirect Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 680 Indirect Represents the proportionate interest in shares held by RA5
Class A Common Stock 1,975 Indirect proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock 80 Indirect Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock 20,987 Indirect Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock 42,666 Indirect proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock 25,099 Indirect proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock 46,182 Indirect Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock 73,450 Indirect Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock 16,970 Indirect Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock 23,629 Indirect Serves as trustee of trust for the benefit of Clara Rankin
Class A Common Stock 9,600 Indirect Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock 105,768 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 25,524 25,524 Indirect
Class A Common Stock Class B Common Stock $0.00 14,160 14,160 Indirect
Class A Common Stock Class B Common Stock $0.00 17,556 17,556 Indirect
Class A Common Stock Class B Common Stock $0.00 18,373 18,373 Indirect
Class A Common Stock Class B Common Stock $0.00 541 541 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 1,721 1,721 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 18,625 18,625 Indirect
Class A Common Stock Class B Common Stock $0.00 76,330 76,330 Indirect
Class A Common Stock Class B Common Stock $0.00 25,099 25,099 Indirect
Class A Common Stock Class B Common Stock $0.00 73,166 73,166 Indirect
Class A Common Stock Class B Common Stock $0.00 747 747 Indirect
Class A Common Stock Class B Common Stock $0.00 9,600 9,600 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 21,006 21,006 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
25,524 25,524 Indirect
14,160 14,160 Indirect
17,556 17,556 Indirect
18,373 18,373 Indirect
541 541 Indirect
31 31 Indirect
1,721 1,721 Indirect
1,975 1,975 Indirect
18,625 18,625 Indirect
76,330 76,330 Indirect
25,099 25,099 Indirect
73,166 73,166 Indirect
747 747 Indirect
9,600 9,600 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
21,006 21,006 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan.
  2. 2019-July-10-Weighted Average-Share Price represents average price between $53.95 and $53.99.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. Reporting person serves as Trust for Clara L.T. Rankin Trust
  5. N/A