Filing Details

Accession Number:
0001144204-19-033845
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-03 19:37:04
Reporting Period:
2019-07-02
Accepted Time:
2019-07-03 19:37:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1748252 Dd3 Acquisition Corp. DDMX Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754090 Martin Werner C/O Dd3 Acquisition Corp.
Pedregal 24, Colonia Molino Del Rey
Mexico City O5 11040
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2019-07-02 430,800 $0.02 1,199,575 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 430,800 $0.02 768,775 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 135,702 $0.02 633,073 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 79,698 $0.02 553,375 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 269,250 $0.02 284,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 25,000 $0.02 259,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 5,000 $0.02 254,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 5,000 $0.02 249,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 5,000 $0.02 244,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 5,000 $0.02 239,125 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-07-02 47,825 $0.00 191,300 No 4 S Indirect See footnote
Ordinary Shares Acquisiton 2019-07-02 430,800 $0.02 430,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Warrant Disposition 2019-07-02 47,825 $0.00 47,825 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
191,300 No 4 S Indirect
Footnotes
  1. The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  2. Pursuant to an assignment agreement by and between the Sponsor and Dr. Guillermo Ortiz, 47,825 units ("Private Units") were transferred to Dr. Ortiz at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
  3. Represents 430,800 shares previously held through the Sponsor, which were transferred to Dr. Werner pursuant to an assignment agreement by and between the Sponsor and Dr. Werner, that are now owned directly by Dr. Werner.
  4. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
  5. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.