Filing Details

Accession Number:
0001144204-19-033803
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-03 16:31:08
Reporting Period:
2019-07-01
Accepted Time:
2019-07-03 16:31:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513761 Norwegian Cruise Line Holdings Ltd. NCLH Water Transportation (4400) 980691007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625861 J Frank Rio Del 7665 Corporate Center Drive
Miami FL 33126
Pres. & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-07-01 14,757 $53.63 434,837 No 4 F Direct
Common Stock Disposition 2019-07-02 17,961 $53.13 416,876 No 4 S Direct
Common Stock Disposition 2019-07-02 4,782 $53.59 412,094 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,160 Indirect By Breeze Hill Investments, LLC
Common Stock 17,912 Indirect By GCO Management, LLC
Common Stock 27,875 Indirect By FJDR Family Trust
Footnotes
  1. Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on August 4, 2015.
  2. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.50, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
  4. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.71, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).