Filing Details
- Accession Number:
- 0001401708-19-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-03 16:05:47
- Reporting Period:
- 2019-07-01
- Accepted Time:
- 2019-07-03 16:05:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1401708 | Nanostring Technologies Inc | NSTG | Biological Products, (No Disgnostic Substances) (2836) | 200094687 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576194 | Tedd Mary Allen | 530 Fairview Avenue N Seattle WA 98109 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-01 | 25,000 | $18.18 | 55,433 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 9,333 | $18.80 | 64,766 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 20,000 | $12.77 | 84,766 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 10,000 | $12.94 | 94,766 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 29,896 | $29.49 | 64,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-07-01 | 34,437 | $30.25 | 30,433 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2019-07-01 | 25,000 | $18.18 | 25,000 | $18.18 |
| Common Stock | Stock Options (right to buy) | Disposition | 2019-07-01 | 9,333 | $18.80 | 9,333 | $18.80 |
| Common Stock | Stock Options (right to buy) | Disposition | 2019-07-01 | 20,000 | $12.77 | 20,000 | $12.77 |
| Common Stock | Stock Options (right to buy) | Disposition | 2019-07-01 | 10,000 | $12.94 | 10,000 | $12.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-01-31 | No | 4 | M | Direct | |
| 6,667 | 2027-02-06 | No | 4 | M | Direct | |
| 0 | 2025-02-09 | No | 4 | M | Direct | |
| 2,000 | 2026-02-05 | No | 4 | M | Direct |
Footnotes
- The sales reported by Ms. Allen were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.05 to $30.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.055 to $30.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The shares subject to this Option fully vested on January 31, 2018.
- The shares subject to this option shall vest at a rate of 1/48th of the total number of shares vest on the one-month anniversary of February 6, 2017 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date thereafter (and if there is no corresponding day, on the last day of the month) for so long as the recipient of the option remains a "Service Provider" (as defined in the 2013 Plan) of the Company, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.
- The shares subject to this Option fully vested on February 9, 2019.
- The shares subject to this option shall vest at a rate of 1/48th of the total number of shares on the one-month anniversary of February 5, 2016 (the "Option Vesting Commencement Date"), and 1/48th of the total number of shares vest each monthly anniversary of the Option Vesting Commencement Date thereafter, for so long as the recipient of the option remains a Service Provider, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.
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