Filing Details

Accession Number:
0001683168-19-002096
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-02 20:22:16
Reporting Period:
2019-06-28
Accepted Time:
2019-07-02 20:22:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162896 Wizard Entertainment Inc. WIZD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113835 L. Paul Kessler 662 N. Sepulveda Blvd.,
Suite 300
Los Angeles CA 90049
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2019-06-28 31,816 $0.20 50,768,422 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("BCA"), a Delaware limited liability company, of which Mr. Kessler, as the manager of BCA, has voting and dispositive power over the shares beneficially owned.
  2. This total includes: (i) 49,413,722 shares owned by Bristol Investment (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company of which Mr. Kessler is the manager and, acting alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
  3. This total does not include derivative securities held by Mr. Kessler.