Filing Details
- Accession Number:
- 0001127602-19-023781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 18:56:21
- Reporting Period:
- 2019-06-30
- Accepted Time:
- 2019-07-02 18:56:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341439 | Oracle Corp | ORCL | Services-Prepackaged Software (7372) | 542185193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393537 | Corey W West | C/O Delphi Asset Management Corp 5525 Kietzke Lane, Suite 200 Reno NV 89511 | Controller, Evp, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-30 | 15,625 | $0.00 | 60,268 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-30 | 7,747 | $56.97 | 52,521 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 100,000 | $32.43 | 152,521 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 100,000 | $58.00 | 52,521 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-06-30 | 15,625 | $0.00 | 15,625 | $0.00 |
| Common Stock | Stock Option | Disposition | 2019-07-01 | 100,000 | $0.00 | 100,000 | $32.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,625 | No | 4 | M | Direct | ||
| 0 | 2021-06-29 | No | 4 | M | Direct |
Footnotes
- Shares withheld for payment of tax liability upon vesting of restricted stock units.
- Sale of shares pursuant to a Rule 10b5-1 plan adopted April 16, 2019.
- This transaction was executed in multiple trades at prices ranging from $58.00 to $58.035. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- The restricted stock units vest in four equal annual installments, beginning on the first anniversary of the date of grant.
- 25% of the shares subject to the option vest annually on each anniversary of the grant date.
Billionaire Hedge Funds
