Filing Details

Accession Number:
0001209191-19-039142
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-26 17:16:19
Reporting Period:
2019-06-24
Accepted Time:
2019-06-26 17:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571498 Epizyme Inc. EPZM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219871 M David Mott 1954 Greenspring Drive
Suite 600
Timonium MD 21093
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Disposition 2019-06-24 2,500,000 $0.00 3,971,018 No 4 J Indirect See Note 2
Common Stock, Par Value $0.0001 Acquisiton 2019-06-24 767,500 $0.00 767,500 No 4 J Indirect See Note 4
Common Stock, Par Value $0.0001 Disposition 2019-06-24 767,500 $0.00 0 No 4 J Indirect See Note 4
Common Stock, Par Value $0.0001 Acquisiton 2019-06-24 38,646 $0.00 39,297 No 4 J Indirect See Note 7
Common Stock, Par Value $0.0001 Acquisiton 2019-06-24 157,417 $0.00 157,417 No 4 J Indirect See Note 9
Common Stock, Par Value $0.0001 Disposition 2019-06-25 52,472 $13.31 104,945 No 4 S Indirect See Note 9
Common Stock, Par Value $0.0001 Disposition 2019-06-26 52,472 $12.85 52,473 No 4 S Indirect See Note 9
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Note 2
No 4 J Indirect See Note 4
No 4 J Indirect See Note 4
No 4 J Indirect See Note 7
No 4 J Indirect See Note 9
No 4 S Indirect See Note 9
No 4 S Indirect See Note 9
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 406,500 Indirect See Note 12
Common Stock, Par Value $0.0001 13,979 Direct
Footnotes
  1. New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution for no consideration of an aggregate of 2,500,000 shares of Common Stock of the Issuer, to its general partner and its limited partners on June 24, 2019.
  2. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.
  3. NEA Partners 13 received 767,500 shares of Common Stock of the Issuer in the distribution by NEA 13 on June 24, 2019.
  4. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, the direct beneficial owner of the shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 13 shares in which the Reporting Person has no pecuniary interest.
  5. NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 767,500 shares of Common Stock of the Issuer to its limited partners on June 24, 2019.
  6. The David Mott Declaration of Trust dated May 31, 2001 as amended (the "Mott Trust") received 38,646 shares of Common Stock of the Issuer in the distribution by NEA Partners 13 on June 24, 2019.
  7. The shares are directly held by the Mott Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the shares held by the Mott Trust, except to the extent of his pecuniary interest therein.
  8. New Enterprise Associates, LLC ("NEA LLC") received 157,417 shares of Common Stock of the Issuer in the distribution by NEA Partners 13 on June 24, 2019.
  9. The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.565, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10) to this Form 4.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.59 to $13.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11) to this Form 4.
  12. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13. NEA Partners 13 is the sole general partner of NEA 13, which is the sole member of Growth Equity Opportunities Fund II, LLC ("GEO II"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the GEO II shares in which the Reporting Person has no pecuniary interest.