Filing Details

Accession Number:
0001415889-19-000803
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-25 19:02:50
Reporting Period:
2019-06-21
Accepted Time:
2019-06-25 19:02:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621672 Super League Gaming Inc. SLGG Services-Amusement & Recreation Services (7900) 471990734
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768576 R Michael Keller C/O Super League Gaming, Inc.
2906 Colorado Ave.
Santa Monica CA 90404
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-06-21 3,300 $8.07 100,301 No 4 P Indirect By the Michael R. Keller Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Michael R. Keller Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,854 Indirect By the Keller 2004 IRR Trust FBO William
Common Stock 2,854 Indirect By the Keller 2004 IRR Trust FBO Charles
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Purchase Warrant $9.35 2018-05-28 2023-05-28 54,465 54,465 Indirect
Common Stock Common Stock Purchase Warrant $9.35 2018-05-30 2023-05-30 10,696 10,696 Indirect
Common Stock Common Stock Purchase Warrant $9.35 2018-08-17 2023-08-17 21,070 21,070 Indirect
Common Stock Common Stock Purchase Warrant $10.80 2018-03-14 2023-03-14 9,260 9,260 Indirect
Common Stock Common Stock Purchase Warrant $9.35 2018-08-17 2023-08-17 2,674 2,674 Indirect
Common Stock Common Stock Purchase Warrant $9.35 2018-08-17 2023-08-17 2,674 2,674 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-28 54,465 54,465 Indirect
2023-05-30 10,696 10,696 Indirect
2023-08-17 21,070 21,070 Indirect
2023-03-14 9,260 9,260 Indirect
2023-08-17 2,674 2,674 Indirect
2023-08-17 2,674 2,674 Indirect
Footnotes
  1. Includes 91,546 shares issued to the Michael R. Keller Trust (the "Keller Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Keller Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
  2. Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO William (the "FBO William Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO William Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
  3. Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO Charles (the "FBO Charles Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO Charles Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.