Filing Details
- Accession Number:
- 0001012975-19-000449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-25 09:20:37
- Reporting Period:
- 2019-06-24
- Accepted Time:
- 2019-06-25 09:20:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1744659 | Akero Therapeutics Inc. | AKRO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278411 | S Corey Goodman | 1700 Owens Street, Suite 595 San Francisco CA 94158 | No | No | Yes | No | |
| 1329161 | J Robert Adelman | 1700 Owens Street, Suite 595 San Francisco CA 94158 | No | No | Yes | No | |
| 1634632 | L.p. Ii Fund Strategic Global Venbio | 1700 Owens Street, Suite 595 San Francisco CA 94158 | No | No | Yes | No | |
| 1729408 | Venbio Global Strategic Gp Ii, Ltd. | 1700 Owens Street, Suite 595 San Francisco CA 94158 | No | No | Yes | No | |
| 1729409 | Venbio Global Strategic Gp Ii, L.p. | 1700 Owens Street, Suite 595 San Francisco CA 94158 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-24 | 250,000 | $16.00 | 250,000 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2019-06-24 | 3,469,759 | $0.00 | 3,719,759 | No | 4 | C | Indirect | See footnote |
| Common Stock | Acquisiton | 2019-06-24 | 235,099 | $0.00 | 3,954,858 | No | 4 | C | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2019-06-24 | 10,666,667 | $0.00 | 3,469,759 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2019-06-24 | 722,737 | $0.00 | 235,099 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- On June 24, 2019, venBio Global Strategic Fund II, L.P. purchased 250,000 shares of common stock of the Issuer at a price of $16.00 per share in the Issuer's initial public offering.
- These shares are held by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. Robert Adelman and Corey Goodman are directors of venBio Global Strategic GP II, Ltd. Each of venBio Global Strategic GP II, L.P., venBio Global Strategic GP II, Ltd., Mr. Adelman and Mr. Goodman disclaims beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein.
- Represents the total number of shares of common stock received by venBio Global Strategic Fund II, L.P. upon the conversion of the Issuer's Series A Preferred Stock in connection with the closing of the Issuer's initial public offering.
- All series of preferred stock automatically converted into the Issuer's common stock on a 3.07418-for-one basis upon the closing of the Issuer's initial public offering on June 24, 2019 and had no expiration date.
- Represents the total number of shares of common stock received by venBio Global Strategic Fund II, L.P. upon the conversion of the Issuer's Series B Preferred Stock in connection with the closing of the Issuer's initial public offering.
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