Filing Details

Accession Number:
0000899243-19-017998
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-24 18:49:44
Reporting Period:
2019-06-19
Accepted Time:
2019-06-24 18:49:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444802 Charles Bracher C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Non-Voting Common Stock Disposition 2019-06-24 42,090 $0.00 0 No 4 D Direct
Common Stock Acquisiton 2019-06-24 42,090 $0.00 42,090 No 4 A Direct
Common Stock Acquisiton 2019-06-24 2,610 $22.00 2,610 No 4 P Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 A Direct
No 4 P Indirect By spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2019-06-19 91,195 $0.00 91,195 $22.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,195 2029-06-19 No 4 A Direct
Footnotes
  1. Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.
  2. Shares were acquired by Mr. Bracher's wife in a directed share program in connection with the Issuer's initial public offering. Mr. Bracher disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Represents stock options previously granted to the reporting person on June 19, 2019. These stock options were already reflected on the reporting person's previously filed Form 3.
  4. These stock options vest on June 19, 2023.