Filing Details

Accession Number:
0001127602-19-022563
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 19:02:55
Reporting Period:
2019-06-20
Accepted Time:
2019-06-21 19:02:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574135 Pivotal Software Inc. PVTL Services-Prepackaged Software (7372) 943094578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1667498 C. Robert Mee C/O Pivotal Software, Inc.
875 Howard Street, Fifth Floor
San Francisco CA 94103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-06-20 21,135 $11.30 861,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $11.20 to $11.4550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
  4. The figures in this column reflect an adjustment to correct a clerical error. The number of shares underlying a grant of restricted stock units ("RSUs") made to the reporting person on April 17, 2019 is being adjusted from 291,508 to 291,546.