Filing Details

Accession Number:
0000899243-19-017818
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 17:07:49
Reporting Period:
2019-06-20
Accepted Time:
2019-06-21 17:07:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1702824 Brian Michael Bell C/O Caredx, Inc.
3260 Bayshore Boulevard
Brisbane CA 94005
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-20 834 $1.00 71,734 No 4 M Direct
Common Stock Acquisiton 2019-06-20 139 $2.80 71,873 No 4 M Direct
Common Stock Acquisiton 2019-06-20 937 $5.90 72,810 No 4 M Direct
Common Stock Acquisiton 2019-06-20 292 $6.31 73,102 No 4 M Direct
Common Stock Acquisiton 2019-06-20 12,500 $12.24 85,602 No 4 M Direct
Common Stock Disposition 2019-06-20 14,702 $38.81 70,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 834 $0.00 834 $1.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 139 $0.00 139 $2.80
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 937 $0.00 937 $5.90
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 292 $0.00 292 $6.31
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 12,500 $0.00 12,500 $12.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,167 2027-04-21 No 4 M Direct
3,889 2027-09-01 No 4 M Direct
27,188 2027-10-27 No 4 M Direct
9,342 2028-01-19 No 4 M Direct
37,500 2028-06-29 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $40.49, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  3. 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  4. 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.
  5. 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  6. 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  7. 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.