Filing Details

Accession Number:
0000899243-19-017798
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 16:12:41
Reporting Period:
2019-06-19
Accepted Time:
2019-06-21 16:12:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598646 Minerva Neurosciences Inc. NERV () Y9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447962 Ltd Iv Associates Venture Index C/O Intertrust Fund Services (Jersey)
Limited, 44 Esplanade
St. Helier Y9 JE4 9WG
No No Yes No
1503683 Ltd Iii Associates Venture Index C/O Efg Wealth Solutions (Jersey) Ltd.
5Th Floor, 44 Esplanade
St. Helier Y9 JE1 3FG
No No Yes No
1591294 Slp (Jersey) Yucca C/O Intertrust Employee Benefit Services
Ltd., 44 Esplanade
St. Helier Y9 JE4 9WG
No No Yes No
1611751 Ltd V Associates Venture Index C/O Intertrust Fund Services (Jersey)
Limited, 44 Esplanade
St. Helier Y9 JE4 9WG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-06-19 77,243 $4.44 4,129,764 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-20 33,575 $4.34 4,096,189 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Represents 13,389 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 27,198 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 484 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 18,599 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 1,765 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 14,708 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 119 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 981 shares sold by Yucca (Jersey) SLP ("Yucca Jersey").
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.555. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents 715,828 shares held directly by Index III Jersey, 1,454,132 shares held directly by Index III Delaware, 25,905 shares held directly by Index III Parallel, 994,363 shares held directly by Index IV Jersey, 94,385 shares held directly by Index IV Parallel, 786,353 shares held directly by Index V Jersey, 6,371 shares held directly by Index V Parallel and 52,427 shares held directly by Yucca Jersey.
  4. Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose.
  5. Represents 5,818 shares sold by Index III Jersey, 11,823 shares sold by Index III Delaware, 211 shares sold by Index III Parallel, 8,084 shares sold by Index IV Jersey, 768 shares sold by Index IV Parallel, 6,395 shares sold by Index V Jersey, 51 shares sold by Index V Parallel and 425 shares sold by Yucca Jersey.
  6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.60. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. Represents 710,010 shares held directly by Index III Jersey, 1,442,309 shares held directly by Index III Delaware, 25,694 shares held directly by Index III Parallel, 986,279 shares held directly by Index IV Jersey, 93,617 shares held directly by Index IV Parallel, 779,958 shares held directly by Index V Jersey, 6,320 shares held directly by Index V Parallel and 52,002 shares held directly by Yucca Jersey.