Filing Details

Accession Number:
0001127602-19-022505
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 07:48:01
Reporting Period:
2019-06-20
Accepted Time:
2019-06-21 07:48:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456722 Muktesh Pant Yum China Building
20 Tian Yao Qiao Road
Shanghai F4 200030
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-20 113,250 $9.96 403,163 No 4 M Direct
Common Stock Disposition 2019-06-20 25,066 $45.00 378,097 No 4 D Direct
Common Stock Disposition 2019-06-20 88,184 $45.76 289,913 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-06-20 113,250 $0.00 113,250 $9.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-05 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
  2. The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
  3. The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
  4. This transaction was executed in multiple trades at prices ranging from $ 45.45 to $46.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. Vested in full.