Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-06-20 16:09:59
Reporting Period:
Accepted Time:
2019-06-20 16:09:59
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1591956 Sphere 3D Corp ANY () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409130 L. Kurt Kalbfleisch 895 Don Mills Road
Bldg. 2, Suite 900
Toronto A6 M3C 1W3
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-18 3,017 $0.00 10,419 No 4 M Direct
Common Stock Disposition 2019-06-19 1,083 $1.58 9,336 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-06-18 3,017 $0.00 3,017 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,049 No 4 M Direct
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  2. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
  3. The RSUs reported under column 9 vest in three bi-annual installments beginning on 12-18-19.