Filing Details

Accession Number:
0001079973-19-000365
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-20 11:57:05
Reporting Period:
2019-06-12
Accepted Time:
2019-06-20 11:57:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128189 Protokinetix Inc. PKTX Pharmaceutical Preparations (2834) 943355026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612614 Richard Michael Guzzetta 412 Mulberry Street
Marietta OH 45750
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-12 1,000 $0.23 70,987 No 4 P Direct
Common Stock Acquisiton 2019-06-13 1,000 $0.18 71,987 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.09 2023-11-08 4,000,000 4,000,000 Direct
Common Stock Stock Option $0.07 2021-11-14 1,000,000 1,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-11-08 4,000,000 4,000,000 Direct
2021-11-14 1,000,000 1,000,000 Direct
Footnotes
  1. Open market purchase of stock.
  2. Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019.
  3. Options issued pursuant to 2017 Stock Option and Stock Bonus Plan on November 14, 2017. 250,000 shares of common stock vested February 14, 2018; thereafter 250,000 shall vest every three months until fully vested on November 30, 2018.