Filing Details

Accession Number:
0001288847-19-000091
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-19 18:44:49
Reporting Period:
2019-06-17
Accepted Time:
2019-06-19 18:44:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon CA 94583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-17 1,700 $4.25 85,578 No 4 M Direct
Common Stock Disposition 2019-06-17 1,700 $53.04 83,878 No 4 S Direct
Common Stock Acquisiton 2019-06-18 14,086 $4.25 97,964 No 4 M Direct
Common Stock Acquisiton 2019-06-18 6,314 $4.84 104,278 No 4 M Direct
Common Stock Disposition 2019-06-18 20,400 $53.73 83,878 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-17 1,700 $0.00 1,700 $4.25
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-18 14,086 $0.00 14,086 $4.25
Common Stock Stock Option (right to buy) Disposition 2019-06-18 6,314 $0.00 6,314 $4.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,086 2024-11-05 No 4 M Direct
0 2024-11-05 No 4 M Direct
21,800 2023-01-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 191,855 Indirect By Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $54.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The option granted on November 5, 2014 is fully vested.
  5. The option granted on January 25, 2013 is fully vested.