Filing Details
- Accession Number:
- 0001127602-19-022302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-19 17:55:06
- Reporting Period:
- 2019-06-18
- Accepted Time:
- 2019-06-19 17:55:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711404 | Cooper Companies Inc | COO | Ophthalmic Goods (3851) | 942657368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710066 | Agostino Ricupati | C/O The Cooper Companies, Inc. 6140 Stoneridge Mall Road, Suite 590 Pleasanton CA 94588 | Svp, Fin & Tax; Chief Actg Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-18 | 742 | $119.89 | 742 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-06-18 | 2,547 | $162.28 | 3,289 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-06-18 | 833 | $131.60 | 4,122 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-06-18 | 1,410 | $175.31 | 5,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-18 | 5,532 | $326.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-06-18 | 742 | $0.00 | 742 | $119.89 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-06-18 | 2,547 | $0.00 | 2,547 | $162.28 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-06-18 | 833 | $0.00 | 833 | $131.60 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-06-18 | 1,410 | $0.00 | 1,410 | $175.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-11 | No | 4 | M | Direct | |
| 636 | 2024-12-09 | No | 4 | M | Direct | |
| 1,664 | 2025-12-09 | No | 4 | M | Direct | |
| 2,113 | 2026-12-13 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.644 to $326.884. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.
- 12/9/14 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/15; 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; and 1/5 shall vest on 12/9/19.
- 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.
- 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.
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