Filing Details
- Accession Number:
- 0001567619-19-013691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-19 16:47:42
- Reporting Period:
- 2019-06-17
- Accepted Time:
- 2019-06-19 16:47:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608342 | L. Thomas James | C/O 22Nd Century Group, Inc. 8560 Main Street, Suite 4 Willimasville NY 14221 | Vp, General Counsel & Sec'y. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-17 | 48,000 | $2.11 | 80,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $2.76 | 2028-03-06 | 117,146 | 117,146 | Direct | |
| Common Stock | Stock Option Grant (Right to Buy) | $1.39 | 2027-05-24 | 124,000 | 124,000 | Direct | |
| Common Stock | Stock Option Grant | $0.95 | 2026-03-04 | 136,170 | 136,170 | Direct | |
| Common Stock | Options to Purchase Common Stock | $2.61 | 2017-05-01 | 2024-05-27 | 300,000 | 300,000 | Direct |
| Common Stock | Stock Option (right to buy) | $0.96 | 2016-02-16 | 2025-02-16 | 198 | 197,568 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-03-06 | 117,146 | 117,146 | Direct |
| 2027-05-24 | 124,000 | 124,000 | Direct |
| 2026-03-04 | 136,170 | 136,170 | Direct |
| 2024-05-27 | 300,000 | 300,000 | Direct |
| 2025-02-16 | 198 | 197,568 | Direct |
Footnotes
- Includes 78,000 restricted stock units that vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company.
- Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
Billionaire Hedge Funds
