Filing Details

Accession Number:
0001716837-19-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-18 20:33:18
Reporting Period:
2019-06-14
Accepted Time:
2019-06-18 20:33:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500899 A. Ray Rothrock C/o Roku, Inc.
150 Winchester Circle
Los Gatos CA 95032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-05-28 10,000 $0.00 120,195 No 5 G Direct
Class A Common Stock Disposition 2019-06-04 11,000 $0.00 109,195 No 5 G Direct
Class A Common Stock Disposition 2019-06-14 10,352 $102.52 98,843 No 4 S Direct
Class A Common Stock Disposition 2019-06-14 14,850 $103.52 83,993 No 4 S Direct
Class A Common Stock Disposition 2019-06-14 18,688 $104.46 65,305 No 4 S Direct
Class A Common Stock Disposition 2019-06-14 6,110 $105.40 59,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 Sales Plan.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.02 to $103.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.02 to $104.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.03 to $105.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.03 to $106.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.