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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-06-18 17:19:10
Reporting Period:
Accepted Time:
2019-06-18 17:19:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1276187 Energy Transfer Lp ET Natural Gas Transmission (4922) 300108820
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416775 P Thomas Mason 8111 Westchester Drive, Suite 600
Dallas TX 75225
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2019-06-17 75,000 $13.97 907,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Units Phantom Units $0.00 135,300 135,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
135,300 135,300 Direct
  1. The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $13.925 to $14.00, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
  2. Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on December 5, 2020 and 40% on December 5, 2022 and may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued employment with the issuer or one of its affiliates on each applicable vesting date.