Filing Details
- Accession Number:
- 0001127602-19-022041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-18 17:08:28
- Reporting Period:
- 2019-06-17
- Accepted Time:
- 2019-06-18 17:08:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660119 | L Tracy Skeans | 1441 Gardiner Lane Louisville KY 40213 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-17 | 1,627 | $23.48 | 9,106 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-17 | 348 | $109.79 | 8,758 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-06-17 | 1,279 | $110.00 | 7,479 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-17 | 6,068 | $23.48 | 13,547 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-17 | 1,298 | $109.79 | 12,249 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-06-17 | 4,770 | $110.00 | 7,479 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-06-17 | 1,627 | $0.00 | 1,627 | $23.48 |
| Common Stock | Stock Appreciation Right | Disposition | 2019-06-17 | 6,068 | $0.00 | 6,068 | $23.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-05 | 2020-02-05 | No | 4 | M | Direct |
| 0 | 2015-02-05 | 2020-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,933 | Indirect | 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
