Filing Details
- Accession Number:
- 0001562180-19-003555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-17 16:59:58
- Reporting Period:
- 2019-06-13
- Accepted Time:
- 2019-06-17 16:59:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1271214 | Intersect Ent Inc. | XENT | Surgical & Medical Instruments & Apparatus (3841) | 200280837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614499 | P Susan Stimson | C/O Intersect Ent, Inc. 1555 Adams Drive Menlo Park CA 94025 | Chief Strategy Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-13 | 350 | $13.05 | 36,332 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-13 | 350 | $25.00 | 35,982 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-06-13 | 350 | $0.00 | 350 | $13.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,550 | 2027-01-17 | No | 4 | M | Direct |
Footnotes
- Includes 21,969 restricted stock units.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2019.
- The vesting commencement date of the option was March 1st, 2017. 1/8th of the shares subject to the option vested on September 1st, 2017 and 1/48th of the shares subject to the option vests monthly thereafter over 42 months.
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