Filing Details

Accession Number:
0001144204-19-031161
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-17 15:39:48
Reporting Period:
2019-06-13
Accepted Time:
2019-06-17 15:39:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575360 Ftd Companies Inc. FTD () MA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472322 Nantahala Capital Management, Llc 130 Main St.
2Nd Floor
New Canaan CT 06840
No No Yes No
1775831 Daniel Mack C/o Nantahala Capital Management, Llc
130 Main St. 2Nd Fl
New Canaan CT 06840
No No Yes No
1775952 B. Wilmot Harkey C/o Nantahala Capital Management, Llc
130 Main St. 2Nd Fl
New Canaan CT 06840
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.0001 Per Share Disposition 2019-06-13 3,000,000 $0.05 710,763 No 4 S Indirect See footnotes (2)(3) below
Common Stock Par Value $0.0001 Per Share Disposition 2019-06-14 710,763 $0.04 0 No 4 S Indirect See footnotes (2)(3) below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes (2)(3) below
No 4 S Indirect See footnotes (2)(3) below
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ftd Common Stock, Par Value $0.0001 Per Share Option (Right to buy) Disposition 2019-06-14 2,500 $0.00 250,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-14 2019-06-21 No 4 S Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.04 to $0.67, inclusive. The Reporting Persons undertake to provide to FTD Companies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
  2. Nantahala Capital Management, LLC ("NCM") may have been deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser.
  3. Mr. Wilmot B. Harkey and Mr. Daniel Mack may have been deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM, Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0375 to $0.0433, inclusive.