Home > Insider Trading > Filing (0001144204-19-031161)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1575360	Ftd Companies Inc.	FTD	()	MA

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1472322	Nantahala Capital Management, Llc	130 Main St. 2Nd Floor New Canaan CT 06840	No	No	Yes	No
1775831	Daniel Mack	C/O Nantahala Capital Management, Llc 130 Main St. 2Nd Fl New Canaan CT 06840	No	No	Yes	No
1775952	B. Wilmot Harkey	C/O Nantahala Capital Management, Llc 130 Main St. 2Nd Fl New Canaan CT 06840	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock Par Value $0.0001 Per Share	Disposition	2019-06-13	3,000,000	$0.05	710,763	No	4	S	Indirect	See footnotes (2)(3) below
Common Stock Par Value $0.0001 Per Share	Disposition	2019-06-14	710,763	$0.04	0	No	4	S	Indirect	See footnotes (2)(3) below

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes (2)(3) below
No	4	S	Indirect	See footnotes (2)(3) below

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ftd Common Stock, Par Value $0.0001 Per Share	Option (Right to buy)	Disposition	2019-06-14	2,500	$0.00	250,000	$2.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-03-14	2019-06-21	No	4	S	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.04 to $0.67, inclusive. The Reporting Persons undertake to provide to FTD Companies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
Nantahala Capital Management, LLC ("NCM") may have been deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser.
Mr. Wilmot B. Harkey and Mr. Daniel Mack may have been deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM, Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0375 to $0.0433, inclusive.