Filing Details

Accession Number:
0001593968-19-001441
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-17 12:15:35
Reporting Period:
2019-06-14
Accepted Time:
2019-06-17 12:15:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615165 Veritone Inc. VERI Services-Computer Processing & Data Preparation (7374) 471161641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705446 Ryan Steelberg C/O Veritone, Inc.
575 Anton Boulevard
Costa Mesa CA 92626
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-14 33,244 $7.49 88,821 No 4 P Indirect By Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,355,387 Indirect By Newport Coast Investments, LLC
Common Stock 589,968 Indirect By NCI Investments, LLC
Common Stock 215,921 Indirect By Steel Veritone Fund I, LLC
Common Stock 30,671 Direct
Footnotes
  1. Shares are held by reporting person as trustee of a living trust.
  2. Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  3. Shares are held by NCI Investments, LLC ("NCI"). The grantor trust of reporting person owns 50% of the membership interests in NCI and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  4. Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.