Filing Details
- Accession Number:
- 0001005229-19-000179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-13 12:30:33
- Reporting Period:
- 2019-06-11
- Accepted Time:
- 2019-06-13 12:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222002 | M Peter Mccormick | 205 Crosspoint Parkway Getzville NY 14068 | Vp-Cranesolutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-11 | 20,609 | $38.88 | 38,941 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-11 | 4,066 | $15.16 | 43,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-11 | 4,066 | $39.04 | 38,941 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-11 | 9,700 | $15.16 | 48,641 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-11 | 9,700 | $38.84 | 38,941 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-06-11 | 4,066 | $15.16 | 4,066 | $15.16 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-06-11 | 9,700 | $15.16 | 9,700 | $15.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,861 | 2017-05-23 | 2026-05-23 | No | 4 | M | Direct |
| 5,161 | 2017-05-23 | 2026-05-23 | No | 4 | M | Direct |
Footnotes
- The sale was executed in multiple trades at prices ranging from $38.78 to $38.995, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Includes 12,385.8330 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,680.2040 shares become fully vested and non-forfeitable on 5/23/2020; 2,436.5222 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,273.9923 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020; 2,692.1145 shares become fully vested and non-forfeitable on 11/13/2019, and the remaining 3,303 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 5,872 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.
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