Filing Details
- Accession Number:
- 0001225208-11-009667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 13:15:29
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 13:15:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355429 | Protective Life Corp | PL | Life Insurance (6311) | 952492236 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189571 | D John Johns | 2801 Highway 280, South Birmingham AL 35223 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-15 | 2,807 | $25.80 | 33,685 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,608 | Indirect | By 401(k) |
| Common Stock | 10 | Indirect | By daughter |
| Common Stock | 2,600 | Indirect | By Wife |
| Common Stock | 400 | Indirect | By wife as co-trustee of Trust |
| Common Stock | 600 | Indirect | By wife as custodian for Daughter |
| Common Stock | 600 | Indirect | by wife as custodian for son |
| Common Stock | 331,263 | Indirect | Deferred Compensation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2013-02-26 | 2014-02-26 | 107,252 | 107,252 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2014-02-28 | 2015-02-28 | 42,900 | 42,900 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2012-03-04 | 2013-03-04 | 156,550 | 156,550 | Direct |
| Common Stock | SAR | $18.36 | 2011-02-26 | 2020-02-26 | 30,000 | 30,000 | Direct |
| Common Stock | SAR | $18.36 | 2012-02-26 | 2020-02-26 | 30,000 | 30,000 | Direct |
| Common Stock | SAR | $18.36 | 2013-02-26 | 2020-02-26 | 30,000 | 30,000 | Direct |
| Common Stock | SAR | $38.59 | 2009-02-28 | 2018-02-28 | 20,475 | 20,475 | Direct |
| Common Stock | SAR | $38.59 | 2010-02-28 | 2018-02-28 | 20,475 | 20,475 | Direct |
| Common Stock | SAR | $38.59 | 2011-02-28 | 2018-02-28 | 20,475 | 20,475 | Direct |
| Common Stock | SAR | $38.59 | 2012-02-29 | 2018-02-28 | 20,475 | 20,475 | Direct |
| Common Stock | SAR | $48.60 | 2007-03-03 | 2016-03-03 | 6,325 | 6,325 | Direct |
| Common Stock | SAR | $48.60 | 2008-03-03 | 2016-03-03 | 6,325 | 6,325 | Direct |
| Common Stock | SAR | $48.60 | 2009-03-03 | 2016-03-03 | 6,325 | 6,325 | Direct |
| Common Stock | SAR | $48.60 | 2010-03-03 | 2016-03-03 | 6,325 | 6,325 | Direct |
| Common Stock | SAR | $41.05 | 2006-03-04 | 2015-03-04 | 5,800 | 5,800 | Direct |
| Common Stock | SAR | $32.00 | 2007-03-04 | 2012-03-04 | 300,000 | 300,000 | Direct |
| Common Stock | SAR | $41.05 | 2007-03-04 | 2015-03-04 | 5,800 | 5,800 | Direct |
| Common Stock | SAR | $41.05 | 2008-03-04 | 2015-03-04 | 5,800 | 5,800 | Direct |
| Common Stock | SAR | $41.05 | 2009-03-04 | 2015-03-04 | 5,800 | 5,800 | Direct |
| Common Stock | SAR | $3.50 | 2010-03-04 | 2020-03-04 | 83,334 | 83,334 | Direct |
| Common Stock | SAR | $3.50 | 2011-03-04 | 2020-03-04 | 83,333 | 83,333 | Direct |
| Common Stock | SAR | $3.50 | 2012-03-04 | 2020-03-04 | 83,333 | 83,333 | Direct |
| Common Stock | SAR | $43.46 | 2008-03-05 | 2017-03-05 | 15,100 | 15,100 | Direct |
| Common Stock | SAR | $43.46 | 2009-03-05 | 2017-03-05 | 15,100 | 15,100 | Direct |
| Common Stock | SAR | $43.46 | 2010-03-05 | 2017-03-05 | 15,100 | 15,100 | Direct |
| Common Stock | SAR | $43.46 | 2011-03-05 | 2017-03-05 | 15,100 | 15,100 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-02-26 | 107,252 | 107,252 | Direct |
| 2015-02-28 | 42,900 | 42,900 | Direct |
| 2013-03-04 | 156,550 | 156,550 | Direct |
| 2020-02-26 | 30,000 | 30,000 | Direct |
| 2020-02-26 | 30,000 | 30,000 | Direct |
| 2020-02-26 | 30,000 | 30,000 | Direct |
| 2018-02-28 | 20,475 | 20,475 | Direct |
| 2018-02-28 | 20,475 | 20,475 | Direct |
| 2018-02-28 | 20,475 | 20,475 | Direct |
| 2018-02-28 | 20,475 | 20,475 | Direct |
| 2016-03-03 | 6,325 | 6,325 | Direct |
| 2016-03-03 | 6,325 | 6,325 | Direct |
| 2016-03-03 | 6,325 | 6,325 | Direct |
| 2016-03-03 | 6,325 | 6,325 | Direct |
| 2015-03-04 | 5,800 | 5,800 | Direct |
| 2012-03-04 | 300,000 | 300,000 | Direct |
| 2015-03-04 | 5,800 | 5,800 | Direct |
| 2015-03-04 | 5,800 | 5,800 | Direct |
| 2015-03-04 | 5,800 | 5,800 | Direct |
| 2020-03-04 | 83,334 | 83,334 | Direct |
| 2020-03-04 | 83,333 | 83,333 | Direct |
| 2020-03-04 | 83,333 | 83,333 | Direct |
| 2017-03-05 | 15,100 | 15,100 | Direct |
| 2017-03-05 | 15,100 | 15,100 | Direct |
| 2017-03-05 | 15,100 | 15,100 | Direct |
| 2017-03-05 | 15,100 | 15,100 | Direct |
Footnotes
- Total shares held by reporting person in PLC's 401(k) and Stock Ownership Plan as of 3/1/11.
- I disclaim beneficial ownership of such shares.
- Previously reported shares acquired through PLC Def. Comp. Plan for Officers of the Corporation (exempt under Rule 16b-3).
- Previously reported RSUs. Total amount in column 9 includes dividend shares acquired under the Long-Term Incentive Plan (exempt under rule 16a-11).
- Each restricted stock unit represents a contingent right to receive one share of PLC common stock.
- Previously reported Restricted Stock Units.
- Previously reported Stock Appreciation Right (SAR).
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